Publications


Islamic Finance -
Aug 2017

PAL 2018

PCAAUT 2017

CP117

CP118

CP119

CP120

CP121

PAL - DFSA Suitability Client Class

CP130

FCA-CP20-20

Market Updates

2020

CMR-JAN 2020

CMR-FEB 2020

CMR-MAR 2020

CMR-APR
2020

CMR-MAY 2020

CMR-
JUNE 2020

CMR-JULY 2020

CMR-AUG 2020

CMR-SEP
2020

2019


CMR - Jan
2019

CMR -
Feb 2019

CMR -
Mar
2019

CMR -
Apr
2019

CMR - May 2019

CMR- Jun 2019

CMR- Jul
2019

CMR- Aug
2019

CMR- Sep
2019

CMR- Oct
2019

CMR- Nov
2019

CMR- Dec
2019

2018


CMR - Jan 2018
​​​​​CMR - Feb 2018
CMR - Mar 2018

CMR - Apr 2018

CMR - May 2018

CMR - Jun 2018
CMR - Jul
2018
CMR - Aug
2018

CMR - Sep
2018

CMR - Oct
2018

CMR - Nov 2018

CMR - Dec 2018

2017


CMR - Oct 2017

CMR - Nov 2017

CMR - Dec 2017

.

18
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View our latest news below:

22 November 2020- The DFSA issued ‘Dear SEO Letter’ reminding the industry of the end of the Regulatory Relief Measure on 31st December
  • All request for relief would then need to be submitted directly to the DFSA for consideration.

05-Oct-2020 - UAE regulators and financial markets participate in IOSCO’s World Investor Week.
  • Securities and Commodities Authority (SCA), Abu Dhabi Securities Exchange (ADX), Dubai Financial Market (DFM), Dubai Gold and Commodities Exchange (DGCX), Abu Dhabi Global Market (ADGM), ADGM Academy, Dubai Financial Services Authority (DFSA), Nasdaq Dubai, and CFA Institute, are all participating in the events held by the International Organization of Securities Commissions (IOSCO) on October 4 as part of World Investor Week 2020. The events that will take place this year aim to promote financial literacy among investors, highlight the importance of financial planning in making informed investment decisions, and facilitate discussions on the impacts of COVID-19 on financial markets across the globe.

26-Aug-2020 - DFSA Issues Audit Monitoring Report following review of Registered Audit Firms.
  • The report noted improvements in practices of audit firms, included noting that some Registered Auditors provided inaccurate information to the DFSA. Whilst improvements from previous years were noted, generally further enhancements are still required.

26-Jul-2020 - DFSA releases Consultation Paper 133- Future of Finance New Venture Capital regime.

26-Jul- 2020 - DFSA Updates Supervised Firm Contact Form, to come into effect on 3rd August 2020.

12-Jul-2020 - His Highness Sheikh Maktoum bin Mohammed bin Rashid Al Maktoum, Deputy Ruler of Dubai and President of the DIFC, ​​​​​​
  • Issued a Decision reappointing Saeb Eigner as Chairman of the Dubai Financial Services Authority’s (DFSA) Board of Directors. His Highness also appointed Fadel Al Ali as Deputy Chairman of the Board and Abdul Wahid Al Ulama, Andrew Spindler, Apurv Bagri, Charles Flint QC, Swee Lian Teo, Julie Dickson and Sabine Lautenschläger as Board members.

24-Jun-2020 - The Dubai Financial Services Authority (DFSA) today published a thematic review report on cyber risks.
  • The Report highlights a number of important opportunities for operational risk management practices of Firms operating in the Dubai International Financial Centre (DIFC).

Praesidium Advisory Ltd is a DIFC Company
Limited by shares CL 2371.
Registered with the DFSA F004515.
Registered address Office 104,
Al Fattan Currency House. DIFC.
PO Box 506676.
VAT TRN 100374474300003

Our Expertise

  • DFSA Authorisation
  • Regulatory Licence Applications
  • Compliance Outsourcing & Oversight
  • AML & CTF Services
  • Training
  • Islamic Finance
  • Corporate & Secretarial Services
  • Business Concierge Services
  • Fund Services
  • ​​​​​​​Non-Regulated Set Up’s

About Us

Praesidium Advisory Ltd (‘Praesidium’) is a client advisory practice integrating business with compliance, risk and controls.​​